SHRT vs SPY

Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricSHRTSPYWinner
Expense Ratio1.35%0.09%
AUM$15M$789.1B
Dividend Yield0.08%1.01%
Holdings806505
YTD Return-15.42%+13.50%
1Y Return-16.29%+23.56%
3Y Return (annualized)-+21.17%
5Y Return (annualized)-+13.46%
Volatility (annualized)13.2%15.3%
Max Drawdown-27.8%-56.5%
Fund FamilyGotham ETFsState Street Investment Management
CategoryEquityEquity
InceptionNov 6, 2023Jan 22, 1993

SHRT vs SPY Performance

Gotham Short Strategies ETF (SHRT) is a ETF from Gotham ETFs and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year SHRT returned -16.29% while SPY returned +23.56%. Year to date, SHRT is down 15.42% versus a gain of 13.50% for SPY.

Risk: Volatility and Drawdowns

SPY has been the more volatile fund, with annualized monthly volatility of 15.3% compared with 13.2% for SHRT. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -27.8% for SHRT and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at -0.55. They move independently enough that combining them can meaningfully diversify a portfolio.

Fees and Cost Over Time

SHRT charges 1.35% per year while SPY charges 0.09%. On a $10,000 position that is $135 vs $9 annually, a gap of $126 per year that compounds over a long holding period. On income, SHRT currently yields 0.08% against 1.01% for SPY.

Holdings Overlap

5.8%overlap

SHRT and SPY share 134 holdings out of 767 unique holdings combined, representing a 5.8% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in SHRTWeight in SPYDifference
MSFT-1.08%4.43%5.51%
MU1.35%1.71%0.36%
GM1.53%0.11%1.42%
TSLAProProPro
SWKSProProPro
LMTProProPro
FSLRProProPro
DDProProPro
AMZNProProPro
ALBProProPro
See all 10 holdings SHRT shares with SPY
Exact weights in each fund and the difference, for every overlapping position.
Get FundXLS Pro: $29/moFirst 500 subscribers, then $49/mo. Cancel anytime.

Frequently Asked Questions

Which is cheaper, SHRT or SPY?

SHRT has an expense ratio of 1.35% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $126 per year of difference.

Which performed better, SHRT or SPY?

Over the past year SHRT returned -16.29% vs +23.56% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (3 years), SHRT annualized -8.73% vs +8.85% for SPY. Past performance does not guarantee future results.

Which is riskier, SHRT or SPY?

SPY has been the more volatile fund at 15.3% annualized versus 13.2% for SHRT. Worst drawdown: SHRT -27.8% vs SPY -56.5%.

Should I hold both SHRT and SPY?

SHRT and SPY have a monthly-return correlation of -0.55, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between SHRT and SPY?

SHRT and SPY share 134 common holdings with a 5.8% weight overlap. Combined, they hold 767 unique securities.

Which pays a higher dividend, SHRT or SPY?

SHRT yields 0.08% while SPY yields 1.01%, so SPY currently pays the higher dividend yield.

Get Full ETF Analytics

Access complete holdings data, overlap analysis, screener tools, and more with FundXLS.

See inside every ETF you own
$29/moCancel anytime.
Try FundXLS →