RAFE vs SPY

Quick Verdict

SPY has a lower expense ratio. RAFE delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SPYHigher Returns: RAFEMore Diversified: SPY

Side-by-Side Comparison

MetricRAFESPYWinner
Expense Ratio0.29%0.09%
AUM$165M$789.1B
Dividend Yield1.51%1.01%
Holdings285505
YTD Return+18.49%+13.28%
1Y Return+32.76%+23.94%
3Y Return (annualized)+19.43%+21.07%
5Y Return (annualized)+11.92%+13.27%
Volatility (annualized)16.7%15.3%
Max Drawdown-35.7%-56.5%
Fund FamilyPIMCO (US)State Street Investment Management
CategoryEquityEquity
InceptionDec 18, 2019Jan 22, 1993

RAFE vs SPY Performance

PIMCO RAFI ESG US ETF (RAFE) is a ETF from PIMCO (US) and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year RAFE returned +32.76% while SPY returned +23.94%. Year to date, RAFE is up 18.49% versus a gain of 13.28% for SPY.

Over three years, RAFE compounded at +19.43% per year against +21.07% for SPY; over five years the annualized figures are +11.92% and +13.27% respectively. Across the full 7-year window we track, RAFE has the edge at +12.39% annualized vs +8.84%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

RAFE has been the more volatile fund, with annualized monthly volatility of 16.7% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -35.7% for RAFE and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.94. They move almost in lockstep, so holding both mostly duplicates the same exposure.

Fees and Cost Over Time

RAFE charges 0.29% per year while SPY charges 0.09%. On a $10,000 position that is $29 vs $9 annually, a gap of $20 per year that compounds over a long holding period. On income, RAFE currently yields 1.51% against 1.01% for SPY.

Holdings Overlap

43.9%overlap

RAFE and SPY share 230 holdings out of 552 unique holdings combined, representing a 43.9% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in RAFEWeight in SPYDifference
AAPL5.43%7.09%1.66%
NVDA1.41%7.31%5.90%
MSFT3.94%4.43%0.49%
JNJProProPro
UNHProProPro
JPMProProPro
AVGOProProPro
AMDProProPro
MRKProProPro
CSCOProProPro
See all 10 holdings RAFE shares with SPY
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Frequently Asked Questions

Which is cheaper, RAFE or SPY?

RAFE has an expense ratio of 0.29% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $20 per year of difference.

Which performed better, RAFE or SPY?

Over the past year RAFE returned +32.76% vs +23.94% for SPY, so RAFE leads on 1-year performance. Over the longest common window we track (7 years), RAFE annualized +12.39% vs +8.84% for SPY. Past performance does not guarantee future results.

Which is riskier, RAFE or SPY?

RAFE has been the more volatile fund at 16.7% annualized versus 15.3% for SPY. Worst drawdown: RAFE -35.7% vs SPY -56.5%.

Should I hold both RAFE and SPY?

RAFE and SPY have a monthly-return correlation of 0.94, so they move almost identically. Holding both adds little diversification - most investors pick one, usually on fees or the specific index tracked.

What is the holdings overlap between RAFE and SPY?

RAFE and SPY share 230 common holdings with a 43.9% weight overlap. Combined, they hold 552 unique securities.

Which pays a higher dividend, RAFE or SPY?

RAFE yields 1.51% while SPY yields 1.01%, so RAFE currently pays the higher dividend yield.

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