SMH vs XLK

Quick Verdict

XLK has a lower expense ratio. SMH delivered stronger 1-year returns. XLK offers more diversification with 75 holdings.

Lower Fees: XLKHigher Returns: SMHMore Diversified: XLK

Side-by-Side Comparison

MetricSMHXLKWinner
Expense Ratio0.35%0.08%
AUM$67.5B$114.1B
Dividend Yield0.17%0.42%
Holdings2776
YTD Return+53.09%+28.75%
1Y Return+100.01%+41.65%
3Y Return (annualized)+54.93%+30.14%
5Y Return (annualized)+34.41%+19.97%
Volatility (annualized)31.4%23.2%
Max Drawdown-85.5%-82.0%
Fund FamilyVanEckSPDR State Street Global Advisors
CategoryEquityEquity
InceptionDec 20, 2011Dec 16, 1998

SMH vs XLK Performance

VanEck Semiconductor ETF (SMH) is a ETF from VanEck and State Street Technology Select Sector SPDR ETF (XLK) is a ETF from SPDR State Street Global Advisors. Over the past year SMH returned +100.01% while XLK returned +41.65%. Year to date, SMH is up 53.09% versus a gain of 28.75% for XLK.

Over three years, SMH compounded at +54.93% per year against +30.14% for XLK; over five years the annualized figures are +34.41% and +19.97% respectively. Across the full 26-year window we track, SMH has the edge at +11.32% annualized vs +9.43%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

SMH has been the more volatile fund, with annualized monthly volatility of 31.4% compared with 23.2% for XLK. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -85.5% for SMH and -82.0% for XLK. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.88. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

SMH charges 0.35% per year while XLK charges 0.08%. On a $10,000 position that is $35 vs $8 annually, a gap of $27 per year that compounds over a long holding period. On income, SMH currently yields 0.17% against 0.42% for XLK.

Holdings Overlap

42.6%overlap

SMH and XLK share 19 holdings out of 81 unique holdings combined, representing a 42.6% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in SMHWeight in XLKDifference
NVDA20.70%12.84%7.86%
AVGO6.20%4.80%1.40%
MU5.51%4.14%1.37%
AMATProProPro
INTCProProPro
LRCXProProPro
KLACProProPro
TXNProProPro
ADIProProPro
QCOMProProPro
See all 10 holdings SMH shares with XLK
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Frequently Asked Questions

Which is cheaper, SMH or XLK?

SMH has an expense ratio of 0.35% while XLK charges 0.08%. XLK is the cheaper option. On a $10,000 investment, that is $27 per year of difference.

Which performed better, SMH or XLK?

Over the past year SMH returned +100.01% vs +41.65% for XLK, so SMH leads on 1-year performance. Over the longest common window we track (26 years), SMH annualized +11.32% vs +9.43% for XLK. Past performance does not guarantee future results.

Which is riskier, SMH or XLK?

SMH has been the more volatile fund at 31.4% annualized versus 23.2% for XLK. Worst drawdown: SMH -85.5% vs XLK -82.0%.

Should I hold both SMH and XLK?

SMH and XLK have a monthly-return correlation of 0.88, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between SMH and XLK?

SMH and XLK share 19 common holdings with a 42.6% weight overlap. Combined, they hold 81 unique securities.

Which pays a higher dividend, SMH or XLK?

SMH yields 0.17% while XLK yields 0.42%, so XLK currently pays the higher dividend yield.

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